Southeast Michigan Securities Arbitration Attorneys
If you're an investor who has suffered losses due to your financial representative or stock broker's bad advice, churning or recommendation of trades that were unsuitable for your investment objectives, contact the securities arbitration lawyers at Penzien & McBride, PLLC in Macomb County. We can represent you in FINRA arbitration proceedings and present your strongest case possible for compensation for any breech of fiduciary duty.
The Macomb County securities fraud attorneys at Penzien & McBride, PLLC have experience with the investigation and proof of claims in stockbroker arbitration hearings. They can represent you on suitability claims, allegations of stockbroker fraud, or disputes over margin calls. Penzien & McBride, PLLC's experience with the securities industry and the problems that can arise in trades involving over-the-counter stocks can give you a significant advantage in the presentation of your claims before a FINRA panel or in any other securities arbitration proceeding.
Our approach to the litigation of arbitration cases involves a careful analysis of the circumstances of the trades at issue, an examination of the measures taken by the broker to identify your investment goals and risk tolerance, investigation of the record of the broker's performance in similar circumstances or past disciplinary history, review of the market indicators that could have shown that the trades were ill advised, and a clear presentation of the facts to the arbitration panel, supported where necessary by the testimony of a qualified expert.
If you are wondering whether you can sue your stock broker or financial advisor for losses you have suffered in your investment accounts you should contact the attorneys of Penzien & McBride to evaluate your situation.
At Penzien & McBride, PLLC, our understanding of the licensing standards and trading rules of FINRA, the New York Stock Exchange, and the commodities markets can also help brokers and dealers facing action against their licenses or other disciplinary proceedings. Whether you're facing an SEC investigation or charges, or a complaint from a state licensing board, we can help you. For additional information about our experience in FINRA or NYSE licensing or disciplinary cases, contact us in our Clinton Township office.
Additional Resourses:
For additional information regarding litigation against brokers and financial representatives or investing in general check out the following links.